Senior Compliance Specialist

About the role

Support the Compliance Officer function in accordance with MaRisk to monitor compliance with all legal regulations and requirements in order to counteract the risks that may arise in the event of non-compliance, and to prevent damage to the institution.

What you'll do

• Legal Monitoring, and implementation of effective procedures for compliance with legal regulations and requirements, corresponding controls for this purpose.
• Support and advice to the management, business units and functions with regard to compliance with legal regulations and specifications.
• Support of functions in developing proposals for compliance risk mitigation measures.
• Review of pending changes to organizational instructions or changed organizational instructions with compliance relevance.
• Involvement in New Product Process from Compliance perspective.
• Control and monitoring measures on other function with respect to MaRisk Compliance.
• Support conflicts of Interest management.
• Support Annual (Group) MaRisk Compliance risk assessment and reporting.

What you'll need

• Higher education degree, preferably in Finance, Economics, Business Management or Law.
• Minimum 2-3 years of relevant work experience in-house or consultancy firm in the area of banking and finance.
• Good understanding of software for risk management.
• Good knowledge of regulatory standards.
• Analytical, detail-oriented thinker with strong stakeholder management skills and high level of integrity.
• Excellent written and verbal communication skills in English. Fluency in German is a strong plus.

What they offer

• Home office budget.
• Learning & development budget of €1000 per year.
• Competitive salary and variable remuneration program.
• Monthly meal allowance and Deutschland ticket subsidy.
• 28 vacation days, increasing by 2 days after 2 years and 3 days after 3 years.
• Opportunity to work abroad for up to 12 weeks per year.