Compliance Expert
Scalable Capital
Seniority
Midweight
Model
In-Office
Sector
Salary
Undisclosed
Contract
Full-Time
About the role
You will strengthen our Compliance team in ongoing business operations, implementing new projects, conducting internal audits and ongoing monitoring.
What you'll do
- Strengthen our Compliance team in ongoing business operations, implementing new projects, conducting internal audits and ongoing monitoring
- Work closely with other departments (such as Product, Client Services, Marketing, Operations, Trading) and ensure compliance with legal and other regulatory requirements
- Support our Compliance team in collaboration with external auditors and regulatory authorities
- Accompany the implementation of new legal or other regulatory requirements, particularly from MiFID 2 and WpHG
- Conduct training for employees and support the creation and further development of internal documentation